-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EknI5UKV42h1K3iWu2HAMjav+P6inS9Dbh+FiHjJnChdxw5Cea9e9NHG1pZ9AMO+ xfT0JEe0lIc5diIrxDBGGg== 0000905383-99-000003.txt : 19990126 0000905383-99-000003.hdr.sgml : 19990126 ACCESSION NUMBER: 0000905383-99-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990125 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SBE INC CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-07570 FILM NUMBER: 99512155 BUSINESS ADDRESS: STREET 1: 4550 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 5103552000 MAIL ADDRESS: STREET 1: 4550 NORRIS CANYON RD CITY: SAN RAMON STATE: CA ZIP: 94583 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEWBY STEVEN T CENTRAL INDEX KEY: 0000905383 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 6116 EXECUTIVE BLVD STREET 2: STE 701 CITY: ROCKVILLE STATE: MD ZIP: 20852 BUSINESS PHONE: 3018813660 MAIL ADDRESS: STREET 1: 6116 EXECUTIVE BLVD STREET 2: STE 701 CITY: ROCKVILLE STATE: MD ZIP: 20852 SC 13G 1 UNITED STATES SECURITIES AND EXHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. )* SBE, Inc. (Name of Issuer) Common Stock, par value $0.00 (Title of Class of Securities) 783873201 (CUSIP Number) December 31, 1998 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this schedule is filed: [ ]Rule 13d-1(b) [X ]Rule 13d-1(c) [ ]Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO.783873201 SCHEDULE 13G 1 NAME OF THE REPORTING PERSON STEVEN T. NEWBY 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF 5 SOLE VOTING POWER SHARES 302,250 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- EACH 7 SOLE DISPOSITIVE POWER REPORTING 302,250 PERSON 8 SHARED DISPOSITIVE POWER WITH -0- 9 AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH REPORTING PERSON 302,250 10 CHECK THE BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES[ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.28% 12 TYPE OF REPORTING PERSON IN The purpose of this Schedule 13G is to supercede the Schedule 13D filed by Steven T. Newby on March 27, 1997 with respect to his beneficial ownership of the $0.00 par value Common Stock of SBE, Inc. 13G -SBE, Inc. Filed by Steven T. Newby January 21, 1999 ITEM 1. (a) SBE, Inc. (b) 4550 Norris Canyon Road San Ramon,CA 94583 ITEM 2. (a) Steven T. Newby (b) 555 Quince Orchard Road, Suite 606 Gaithersburg, MD 20878 (c) USA (d) Common Stock, par value $0.00 (e) 783873201 ITEM 3. Passive Investor ITEM 4. Ownership (a) Amount beneficially owned: 302,250. (b) Percent of class: 11.28%. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 302,250. (ii) Shared power to vote or direct the vote -0-. (iii) Sole power to dispose or to direct the disposition of 302,250. (iv) Shared power to dispose or to direct the disposition of -0-. ITEM 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following[ ]. ITEM 6. Ownership of More than Five Percent on Behalf of Another Person None ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company None ITEM 8. Identification and Classification of Members of the Group None ITEM 9. Notice of Dissolution of Group None ITEM 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date:January 21, 1999 /S/:STEVEN T. NEWBY STEVEN T. NEWBY -----END PRIVACY-ENHANCED MESSAGE-----